🏛
Licensed Qualified Intermediary
- zoom1031 is licensed as a Qualified Intermediary under Treasury Regulation §1.1031(k)-1(g)(4)
- Licensed to facilitate 1031 exchanges in all 50 U.S. states
- QI license numbers and state registrations available upon request
🏦
FDIC-Insured Escrow Accounts
- All exchange funds held in segregated, FDIC-insured accounts
- Funds never commingled with zoom1031 operating accounts
- Dual-signature controls on all fund disbursements
- Account statements available to clients upon request
✅
IRS Compliance Standards
- Exchanges structured to meet all requirements of IRC Section 1031 and Treasury Regulations §1.1031
- 45-day identification and 180-day closing deadlines tracked and monitored
- Exchange agreements reviewed for compliance with Revenue Procedure 2000-37 (reverse exchanges)
🔒
Data Security & Privacy
- SOC 2 Type II aligned security practices
- All data encrypted in transit (TLS 1.3) and at rest (AES-256)
- Document storage on AWS S3 with private bucket policies
- Annual third-party security assessments
🤖
AI Compliance Disclosure
- AI document review is used to assist human QI specialists, not replace them
- Final compliance determinations are made by licensed QI professionals
- AI outputs are reviewed and validated before any client-facing communication
- Anthropic Claude used for analysis — no personally identifiable information included in AI prompts beyond what is required for document analysis
📋
Reporting & Record Keeping
- Exchange records retained for 7 years per IRS guidelines
- FinCEN compliance program in place (BSA/AML for QI operations)
- 1099-S and IRS Form 8824 support provided
📬
Questions about our compliance program?
Contact our Chief Compliance Officer at compliance@zoom1031.com
🗺All 50 States Licensed
🏦FDIC-Insured Escrow
📜IRC §1031 Compliant
🔒SOC 2 Type II Aligned
🛡FinCEN BSA/AML Program